Wealth Manager · Rock Point Advisors, LLC
Timothy A Humphrey
CRD 5568212 · Named on Form ADV at one SEC-registered adviser
At a glance
Rock Point Advisors, LLC, an SEC-registered wealth manager based in Burlington, VT with $656 million in regulatory assets, lists Timothy A Humphrey on its Form ADV as Wealth Manager, a control person.
Firms and roles
- Rock Point Advisors, LLCWealth ManagerWealth manager · Burlington, VT · $656M in regulatory assets
AtlasMembers
Timothy’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Michael L. HuffmanPresident, Rock Point Advisors, LLC
- Todd A. WulfsonVice President, CCO, Rock Point Advisors, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Timothy’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.