Elected Manager / Vice-Chairman · Prime Capital Financial
Tim D. Hakes
CRD 2399374 · Named on Form ADV at one SEC-registered adviser
At a glance
Prime Capital Financial, an SEC-registered asset manager based in Overland Park, KS with $39.1 billion in regulatory assets, lists Tim D. Hakes on its Form ADV as Elected Manager / Vice-Chairman, a control person.
Firms and roles
- Prime Capital FinancialElected Manager / Vice-ChairmanAsset manager · Overland Park, KS · $39B in regulatory assets
AtlasMembers
Tim’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings (6)
- Scott J. ColangeloChairman, Prime Capital Financial
- Anthony E. WoodardChief Compliance Officer, Prime Capital Financial
- Glenn A. SpencerChief Executive Officer, Prime Capital Financial
- Brian S. DillbeckChief Financial & Operations Officer, Prime Capital Financial
- Scott J. DubaPresident, Prime Capital Financial
1 more person named with Tim on the same filings, with titles and firms. Free in Atlas with a free account.
See all 6 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Tim’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.