Adviser and broker representative · Northwestern Mutual Investment Services, LLC
Thorn C. Svendsen
CRD 5790845 · Highlands Ranch, CO
At a glance
Thorn C. Svendsen is an investment adviser representative with Northwestern Mutual Investment Services, LLC in Highlands Ranch, CO, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Thorn’s SEC record dates to 2014, about 12 years ago. Thorn is also registered as a broker representative. Designations on file: Certified Financial Planner, Chartered Financial Consultant.
Current advisory firm
- Northwestern Mutual Investment Services, LLCSince September 2014Highlands Ranch, CO · $0M in regulatory assets
SEC adviser record
- Registered since
- 2014 (12 years)
- Designations
- Certified Financial Planner, Chartered Financial Consultant
- Exams
- Series 63, Series 65
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Thorn’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.