Investment adviser representative · Thompson Financial Transitions Inc.
Thomas J. Thompson III
CRD 2687240 · White Bear Lake, MN
At a glance
Thomas J. Thompson III is an investment adviser representative with Thompson Financial Transitions Inc. in White Bear Lake, MN, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Thomas’s SEC record dates to 2008, about 18 years ago. Designations on file: Chartered Financial Consultant.
Current advisory firm
- Thompson Financial Transitions Inc.Since December 2022White Bear Lake, MN · State-registered or not in the SEC’s list
SEC adviser record
- Registered since
- 2008 (18 years)
- Designations
- Chartered Financial Consultant
- Exams
- Series 63, Series 65
- Registered in
- 3 states
- Also a broker representative
- No
- Disclosures on record
- None
AtlasMembers
Thomas’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 3 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search.