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Principal; Chief Compliance Officer · Glenwood Investment Group, LLC

Thomas J. Stephen

CRD 6534724 · Named on Form ADV at one SEC-registered adviser

At a glance

Glenwood Investment Group, LLC, an SEC-registered wealth manager based in Manchester, NH with $199 million in regulatory assets, lists Thomas J. Stephen on its Form ADV as Principal; Chief Compliance Officer, a control person.

Firms and roles

AtlasMembers

Thomas’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Thomas’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.