Owner · Northfront Financial USA Inc
Thomas Spinks
CRD 8226356 · Named on Form ADV at one SEC-registered adviser
At a glance
Northfront Financial USA Inc, an SEC-registered wealth manager based in Calgary, Alberta, Canada with $11 million in regulatory assets, lists Thomas Spinks on its Form ADV as Owner.
Firms and roles
- Northfront Financial USA IncOwnerWealth manager · Calgary, Alberta, Canada · $11M in regulatory assets
AtlasMembers
Thomas’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Jeffrey D AdyChief Compliance Officer and Managing Partner, Northfront Financial USA Inc
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Thomas’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.