Chief Investment Officer · YES Wealth Management
Thomas R Schneeweis
CRD 5559060 · Named on Form ADV at one SEC-registered adviser
At a glance
YES Wealth Management, an SEC-registered wealth manager based in Mahtomedi, MN with $127 million in regulatory assets, lists Thomas R Schneeweis on its Form ADV as Chief Investment Officer, a control person.
Firms and roles
- YES Wealth ManagementChief Investment OfficerWealth manager · Mahtomedi, MN · $127M in regulatory assets
AtlasMembers
Thomas’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Robert E. SchneeweisChief Executive Officer, YES Wealth Management
- Robert J SchneeweisChief Operating Officer, Chief Compliance Officer, YES Wealth Management
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Thomas’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.