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Member/chief Compliance Officer · Alexander Capital Advisors, LLC

Thomas F. Paolozzi

CRD 2201791 · Named on Form ADV at one SEC-registered adviser

At a glance

Alexander Capital Advisors, LLC, an SEC-registered private fund adviser based in New Canaan, CT with $104 million in regulatory assets, lists Thomas F. Paolozzi on its Form ADV as Member/chief Compliance Officer, a control person.

Firms and roles

AtlasMembers

Thomas’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Thomas’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.