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Chief Compliance Officer/ Member Manager · American Northwest Advisory Services L.L.C.

Thomas L Oakes

CRD 2469647 · Named on Form ADV at one SEC-registered adviser

At a glance

American Northwest Advisory Services L.L.C., an SEC-registered wealth manager based in Federal Way, WA with $41 million in regulatory assets, lists Thomas L Oakes on its Form ADV as Chief Compliance Officer/ Member Manager, a control person.

Firms and roles

AtlasMembers

Thomas’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Thomas’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.