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Principal & Chief Investment Officer · Cornerstone Portfolio Research

Thomas L Balis

CRD 4626837 · Named on Form ADV at one SEC-registered adviser

At a glance

Cornerstone Portfolio Research, an SEC-registered asset manager with $444 million in regulatory assets, lists Thomas L Balis on its Form ADV as Principal & Chief Investment Officer, a control person.

Firms and roles

AtlasMembers

Thomas’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Jeffrey KelvinChief Compliance Officer, Cornerstone Portfolio Research

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Thomas’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.