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Principal and Chief Compliance Officer · Turnstone Financial

Thomas J. Kleptz

CRD 6317813 · Named on Form ADV at one SEC-registered adviser

At a glance

Turnstone Financial, an SEC-registered wealth manager based in Troy, OH with $170 million in regulatory assets, lists Thomas J. Kleptz on its Form ADV as Principal and Chief Compliance Officer, a control person.

Firms and roles

  • Turnstone FinancialPrincipal and Chief Compliance OfficerWealth manager · Troy, OH · $170M in regulatory assets

AtlasMembers

Thomas’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Thomas’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.