Adviser and broker representative · Ameriprise Financial Services, LLC
Thomas G. Goodwin
CRD 1084710 · Red Bank, NJ
At a glance
Thomas G. Goodwin is an investment adviser representative with Ameriprise Financial Services, LLC in Red Bank, NJ, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Thomas’s SEC record dates to 2002, about 24 years ago. Thomas is also registered as a broker representative. Designations on file: Chartered Financial Consultant.
Current advisory firms
- Ameriprise Financial Services, LLCSince October 2026Red Bank, NJ · $660B in regulatory assets
- Osaic Wealth, Inc.Since October 2024Port St Lucie, FL · $235B in regulatory assets
SEC adviser record
- Registered since
- 2002 (24 years)
- Designations
- Chartered Financial Consultant
- Exams
- Series 63, Series 66
- Registered in
- 2 states
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Thomas’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 5 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.