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Managing Member & Chief Compliance Officer · Hudson View Advisors, LLC

Thomas G. Faranda

CRD 1040746 · Named on Form ADV at one SEC-registered adviser

At a glance

Hudson View Advisors, LLC, an SEC-registered wealth manager based in Croton-On-Hudson, NY with $64 million in regulatory assets, lists Thomas G. Faranda on its Form ADV as Managing Member & Chief Compliance Officer, a control person.

Firms and roles

  • Hudson View Advisors, LLCManaging Member & Chief Compliance OfficerWealth manager · Croton-On-Hudson, NY · $64M in regulatory assets

AtlasMembers

Thomas’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Thomas’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.