Investment adviser representative · Legatrust Financial Advisors, Inc.
Thomas J. Dooley
CRD 4980596 · Saint Louis, MO
At a glance
Thomas J. Dooley is an investment adviser representative with Legatrust Financial Advisors, Inc. in Saint Louis, MO, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Thomas’s SEC record dates to 2006, about 19 years ago. Designations on file: Chartered Financial Consultant.
Current advisory firm
- Legatrust Financial Advisors, Inc.Since January 2017Saint Louis, MO · State-registered or not in the SEC’s list
SEC adviser record
- Registered since
- 2006 (19 years)
- Designations
- Chartered Financial Consultant
- Exams
- Series 63, Series 66
- Registered in
- 1 state
- Also a broker representative
- No
- Disclosures on record
- None
AtlasMembers
Thomas’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 3 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search.