Executive Director, Energy Banking · BOK Financial Advisors
Thomas Coy Gallatin
CRD 5971928 · Named on Form ADV at one SEC-registered adviser
At a glance
BOK Financial Advisors, an SEC-registered broker-dealer firm based in Tulsa, OK with $1.1 billion in regulatory assets, lists Thomas Coy Gallatin on its Form ADV as Executive Director, Energy Banking, a control person.
Firms and roles
- BOK Financial AdvisorsExecutive Director, Energy BankingBroker-dealer firm · Tulsa, OK · $1.1B in regulatory assets
AtlasMembers
Thomas’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings (8)
- Brett Alan DeanPresident, BOK Financial Advisors
- Scott Bradley GrauerCEO, Chairman, BOK Financial Advisors
- Jon Craig SwansonBokfs Board Member, BOK Financial Advisors
- Mindy Margaret MahaneyBokfs Board Member, BOK Financial Advisors
- James Augustus ShawSVP, Director of Retail Sales, BOK Financial Advisors
3 more people named with Thomas on the same filings, with titles and firms. Free in Atlas with a free account.
See all 8 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Thomas’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.