Chief Compliance Officer · Lear Investment Management
Thayne E Gould
CRD 3139959 · Named on Form ADV at 4 SEC-registered advisers
At a glance
Lear Investment Management, an SEC-registered asset manager based in Dallas, TX with $1.2 billion in regulatory assets, lists Thayne E Gould on its Form ADV as Chief Compliance Officer. The SEC filings also name Thayne at 3 other registered advisers.
Firms and roles
- Lear Investment ManagementChief Compliance OfficerAsset manager · Dallas, TX · $1.2B in regulatory assets
- Kelleher Financial Advisors, LLCChief Compliance OfficerWealth manager · New York, NY · $1.2B in regulatory assets
- Corbyn Investment Management IncChief Compliance OfficerAsset manager · Lutherville, MD · $1.0B in regulatory assets
- Owls Nest PartnersChief Compliance OfficerPrivate fund adviser · Chadds Ford, PA · $441M in regulatory assets
AtlasMembers
Thayne’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 4 firmsLocked
- Control-person status
- Locked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings (16)
- Frederick W. LearManaging Partner, Lear Investment Management
- Colleen P. SorrentinoChief Investment Officer/ Manager, Kelleher Financial Advisors, LLC
- Arthur L. GoetchiusChief Executive Officer/ Manager, Kelleher Financial Advisors, LLC
- Sean M. KelleherPresident/ Manager, Kelleher Financial Advisors, LLC
- Barton W. WeisenfluhManager/ Chief Executive Officer, Starboard Division, Kelleher Financial Advisors, LLC
11 more people named with Thayne on the same filings, with titles and firms. Free in Atlas with a free account.
See all 16 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Thayne’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.