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Partner/chief Compliance Officer · Mosaic FI LLC

Tamra R Wener

CRD 2286725 · Named on Form ADV at one SEC-registered adviser

At a glance

Mosaic FI LLC, an SEC-registered wealth manager based in Lincolnshire, IL with $113 million in regulatory assets, lists Tamra R Wener on its Form ADV as Partner/chief Compliance Officer, a control person.

Firms and roles

  • Mosaic FI LLCPartner/chief Compliance OfficerWealth manager · Lincolnshire, IL · $113M in regulatory assets

AtlasMembers

Tamra’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Tamra’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.