Chief Compliance Officer and Chief Legal Officer · Closed Loop Capital Management
Talia G. Jarvis
CRD 7819263 · Named on Form ADV at one SEC-registered adviser
At a glance
Closed Loop Capital Management, an SEC-registered private fund adviser based in New York, NY with $466 million in regulatory assets, lists Talia G. Jarvis on its Form ADV as Chief Compliance Officer and Chief Legal Officer, a control person.
Firms and roles
- Closed Loop Capital ManagementChief Compliance Officer and Chief Legal OfficerPrivate fund adviser · New York, NY · $466M in regulatory assets
AtlasMembers
Talia’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Colleagues named on the same filings
- Ron N. GonenFounder, Closed Loop Capital Management
- Erik L AvniSenior VP of Finance and Accounting, Closed Loop Capital Management
- Tazia D. SmithChief Executive Officer, Closed Loop Capital Management
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Talia’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.