Chief Compliance Officer · Vontobel Asset Management, Inc.
Sylvester Marbey
CRD 5419511 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Vontobel Asset Management, Inc., an SEC-registered asset manager based in New York, NY with $20.3 billion in regulatory assets, lists Sylvester Marbey on its Form ADV as Chief Compliance Officer, a control person. The SEC filings also name Sylvester at 1 other registered adviser.
Firms and roles
- Vontobel Asset Management, Inc.Chief Compliance OfficerAsset manager · New York, NY · $20B in regulatory assets
- Ancala Partners LLCChief Compliance OfficerAsset manager · New York, NY · $4.4B in regulatory assets
AtlasMembers
Sylvester’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
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Colleagues named on the same filings (8)
- Melissa C. DemcsikCEO - President - Managing Director, Vontobel Asset Management, Inc.
- Markus PfisterDirector of the Board of Directors, Vontobel Asset Management, Inc.
- Ezinne Udeh MartinezDirector of the Board of Directors, Vontobel Asset Management, Inc.
- Peter E. LittleDirector of the Board of Directors, Vontobel Asset Management, Inc.
- Luiz Gustavo S. KokuboVice Chairman of the Board of Directors, Vontobel Asset Management, Inc.
3 more people named with Sylvester on the same filings, with titles and firms. Free in Atlas with a free account.
See all 8 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Sylvester’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.