Investment adviser representative · Northwest Asset Management
Suzette M. Rothberg
CRD 1994459 · Mercer Island, WA
At a glance
Suzette M. Rothberg is an investment adviser representative with Northwest Asset Management in Mercer Island, WA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Suzette’s SEC record dates to 2004, about 22 years ago. Designations on file: Certified Financial Planner.
Current advisory firm
- Northwest Asset ManagementSince September 2017Mercer Island, WA · $4.1B in regulatory assets
SEC adviser record
- Registered since
- 2004 (22 years)
- Designations
- Certified Financial Planner
- Exams
- Series 63, Series 65
- Registered in
- 2 states
- Also a broker representative
- No
- Disclosures on record
- None
AtlasMembers
Suzette’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 3 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search.
More at Northwest Asset Management
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- Alice L. BoytzMercer Island
- James A. BurtonMercer Island · Certified Financial Planner
- Catalina S. DarnellMercer Island
- Loren I. DeshonMercer Island
- Jesse F. DoranMercer Island
- Shelby D. EckhardtMercer Island
- William M. FarrellMercer Island · Certified Financial Planner
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