Chief Compliance Officer · Milliman Financial Risk Management LLC
Susan H. Puz
CRD 2710984 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Milliman Financial Risk Management LLC, an SEC-registered asset manager based in Chicago, IL with $40.3 billion in regulatory assets, lists Susan H. Puz on its Form ADV as Chief Compliance Officer. The SEC filings also name Susan at 1 other registered adviser.
Firms and roles
- Milliman Financial Risk Management LLCChief Compliance OfficerAsset manager · Chicago, IL · $40B in regulatory assets
- Milliman Advisors, LLCChief Compliance OfficerAsset manager · Seattle, WA · $2.3B in regulatory assets
AtlasMembers
Susan’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- Locked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Susan’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.