Director, Human Resource Committee · Barings LLC
Susan M. Cicco
CRD 7266156 · Named on Form ADV at one SEC-registered adviser
At a glance
Barings LLC, an SEC-registered asset manager based in Charlotte, NC with $392.8 billion in regulatory assets, lists Susan M. Cicco on its Form ADV as Director, Human Resource Committee, a control person.
Firms and roles
- Barings LLCDirector, Human Resource CommitteeAsset manager · Charlotte, NC · $393B in regulatory assets
AtlasMembers
Susan’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings (17)
- Roger W. CrandallDirector, Human Resource Committee, Barings LLC
- Geoffrey CraddockDirector, Audit Committee, Barings LLC
- Michael D. FrenoPresident, Chief Executive Officer, Chairman of the Board of Managers, and Director, Barings LLC
- Patrick L. HoeflingChief Financial Officer, Barings LLC
- Michael J. O'ConnorDirector, Audit Committee, Barings LLC
12 more people named with Susan on the same filings, with titles and firms. Free in Atlas with a free account.
See all 17 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Susan’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.