Adviser and broker representative · Osaic Wealth, Inc.
Susan M. Brauner
CRD 1020842 · The Sea Ranch, CA
At a glance
Susan M. Brauner is an investment adviser representative with Osaic Wealth, Inc. in The Sea Ranch, CA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Susan’s SEC record dates to 2002, about 24 years ago. Susan is also registered as a broker representative.
Current advisory firm
- Osaic Wealth, Inc.Since June 2024The Sea Ranch, CA · $235B in regulatory assets
SEC adviser record
- Registered since
- 2002 (24 years)
- Designations
- None on file
- Exams
- Series 63
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Susan’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 2 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.
More at Osaic Wealth, Inc.
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- Heath P. AbernathyGrapevine · Certified Financial Planner
- Matthew AbramoTega Cay · Certified Financial Planner
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