Adviser and broker representative · Santander Securities LLC
Sumeet Malhotra
CRD 6260292 · Salem, NH
At a glance
Sumeet Malhotra is an investment adviser representative with Santander Securities LLC in Salem, NH, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Sumeet’s SEC record dates to 2017, about 8 years ago. Sumeet is also registered as a broker representative.
Current advisory firm
- Santander Securities LLCSince June 2022Salem, NH · $3.1B in regulatory assets
SEC adviser record
- Registered since
- 2017 (8 years)
- Designations
- None on file
- Exams
- Series 63, Series 65
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Sumeet’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.