Managing Director, Head of Legal · Nuveen Asset Management, LLC
Stuart J. Cohen
CRD 3144010 · Named on Form ADV at one SEC-registered adviser
At a glance
Nuveen Asset Management, LLC, an SEC-registered asset manager based in Chicago, IL with $280.5 billion in regulatory assets, lists Stuart J. Cohen on its Form ADV as Managing Director, Head of Legal, a control person.
Firms and roles
- Nuveen Asset Management, LLCManaging Director, Head of LegalAsset manager · Chicago, IL · $280B in regulatory assets
AtlasMembers
Stuart’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- William T. HuffmanPresident, Nuveen Asset Management, LLC
- Jon M. StevensSenior Managing Director, Nuveen Asset Management, LLC
- Travis M. PauleyChief Compliance Officer, Nuveen Asset Management, LLC
- Saira A. MalikExecutive Vice President, Nuveen Asset Management, LLC
- Konyinsola K. AkibayoController, Nuveen Asset Management, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Stuart’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.