Chief Compliance Officer · Charles Pratt & Company, L.L.C.
Steven A. Yadegari
CRD 5124206 · Named on Form ADV at one SEC-registered adviser
At a glance
Charles Pratt & Company, L.L.C., an SEC-registered wealth manager based in New York, NY with $916 million in regulatory assets, lists Steven A. Yadegari on its Form ADV as Chief Compliance Officer.
Firms and roles
- Charles Pratt & Company, L.L.C.Chief Compliance OfficerWealth manager · New York, NY · $916M in regulatory assets
AtlasMembers
Steven’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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Colleagues named on the same filings (12)
- David P. HuntManaging Member; Chairman, Charles Pratt & Company, L.L.C.
- Harold I. PrattManaging Member; Director, Charles Pratt & Company, L.L.C.
- Anne H. Van IngenManaging Member; Director, Charles Pratt & Company, L.L.C.
- Deming P. HolleranManaging Member; Director, Charles Pratt & Company, L.L.C.
- Mitchell C. PrattManaging Member; Director, Charles Pratt & Company, L.L.C.
7 more people named with Steven on the same filings, with titles and firms. Free in Atlas with a free account.
See all 12 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Steven’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.