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Managing Director, General Counsel and Chief Compliance Officer · Thoma Bravo

Steven A. Schwab

CRD 4589027 · Named on Form ADV at one SEC-registered adviser

At a glance

Thoma Bravo, an SEC-registered broker-dealer firm based in Chicago, IL with $182.9 billion in regulatory assets, lists Steven A. Schwab on its Form ADV as Managing Director, General Counsel and Chief Compliance Officer.

Firms and roles

  • Thoma BravoManaging Director, General Counsel and Chief Compliance OfficerBroker-dealer firm · Chicago, IL · $183B in regulatory assets

AtlasMembers

Steven’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (9)

4 more people named with Steven on the same filings, with titles and firms. Free in Atlas with a free account.

See all 9 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Steven’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.