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Chief Compliance Officer / VP Compliance, Legal & Risk & Operations · Navy Federal Investment Services, LLC

Steven Leslie Weisberg

CRD 6268061 · Named on Form ADV at one SEC-registered adviser

At a glance

Navy Federal Investment Services, LLC, an SEC-registered broker-dealer firm based in Vienna, VA with $2.1 billion in regulatory assets, lists Steven Leslie Weisberg on its Form ADV as Chief Compliance Officer / VP Compliance, Legal & Risk & Operations, a control person.

Firms and roles

AtlasMembers

Steven’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Diane YoungChief Operating Officer, Navy Federal Investment Services, LLC
  • Timothy David RossonFinop / Principal Finanacial Officer, Navy Federal Investment Services, LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Steven’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.