Adviser and broker representative · LPL Financial LLC
Steven M. Goldsmith
CRD 2099387 · Wall Township, NJ
At a glance
Steven M. Goldsmith is an investment adviser representative with LPL Financial LLC in Wall Township, NJ, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Steven’s SEC record dates to 2002, about 24 years ago. Steven is also registered as a broker representative. Designations on file: Certified Financial Planner, Chartered Financial Consultant.
Current advisory firms
- LPL Financial LLCSince October 2019Wall Township, NJ · $819B in regulatory assets
- Osaic Wealth, Inc.Since October 2026Wall Township, NJ · $235B in regulatory assets
SEC adviser record
- Registered since
- 2002 (24 years)
- Designations
- Certified Financial Planner, Chartered Financial Consultant
- Exams
- Series 63
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- Yes, see the SEC record
AtlasMembers
Steven’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.
More at LPL Financial LLC
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- Esai J. FergusonWall Township
- James P. GrecoWall Township
- Christopher KellettWall Township
- Ira J. KrulikWall Township · Certified Financial Planner
- Brandon C. LadayWall Township
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