Chief Legal Risk Officer and Chief Compliance Officer · Pzena Investment Management LLC
Steven M. Coffey
CRD 7692630 · Named on Form ADV at one SEC-registered adviser
At a glance
Pzena Investment Management LLC, an SEC-registered asset manager based in New York, NY with $81.4 billion in regulatory assets, lists Steven M. Coffey on its Form ADV as Chief Legal Risk Officer and Chief Compliance Officer, a control person.
Firms and roles
- Pzena Investment Management LLCChief Legal Risk Officer and Chief Compliance OfficerAsset manager · New York, NY · $81B in regulatory assets
AtlasMembers
Steven’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings (8)
- John P. GoetzCo-Chief Investment Officer, Pzena Investment Management LLC
- Richard S. PzenaChairman; Co-Chief Investment Officer, Pzena Investment Management LLC
- William L. LipseyVice Chairman, Pzena Investment Management LLC
- Jessica R. DoranChief Financial Officer, Pzena Investment Management LLC
- Chenyu C. CaiChief Executive Officer, Pzena Investment Management LLC
3 more people named with Steven on the same filings, with titles and firms. Free in Atlas with a free account.
See all 8 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Steven’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.