Adviser and broker representative · Northwestern Mutual Investment Services, LLC
Steven D. Carlson
CRD 1030710 · Wheaton, IL
At a glance
Steven D. Carlson is an investment adviser representative with Northwestern Mutual Investment Services, LLC in Wheaton, IL, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Steven’s SEC record dates to 2003, about 23 years ago. Steven is also registered as a broker representative.
Current advisory firm
- Northwestern Mutual Investment Services, LLCSince August 2003Wheaton, IL · $0M in regulatory assets
SEC adviser record
- Registered since
- 2003 (23 years)
- Designations
- None on file
- Exams
- Series 63, Series 65
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Steven’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.