Chief Compliance Officer, Managing Member · The Aranda Group Advisors, LLC
Steven A Rosenberg
CRD 4427951 · Named on Form ADV at one SEC-registered adviser
At a glance
The Aranda Group Advisors, LLC, an SEC-registered wealth manager based in Jenkintown, PA with $234 million in regulatory assets, lists Steven A Rosenberg on its Form ADV as Chief Compliance Officer, Managing Member, a control person.
Firms and roles
- The Aranda Group Advisors, LLCChief Compliance Officer, Managing MemberWealth manager · Jenkintown, PA · $234M in regulatory assets
AtlasMembers
Steven’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Steven’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.