Chief Financial Officer · Seia
Stephen V Masterson
CRD 6661574 · Named on Form ADV at 3 SEC-registered advisers
At a glance
Seia, an SEC-registered wealth manager based in LOS Angeles, CA with $22.5 billion in regulatory assets, lists Stephen V Masterson on its Form ADV as Chief Financial Officer, a control person. The SEC filings also name Stephen at 2 other registered advisers.
Firms and roles
- SeiaChief Financial OfficerWealth manager · LOS Angeles, CA · $23B in regulatory assets
- Signature Investment Advisors, LLCChief Financial OfficerWealth manager · LOS Angeles, CA · $6.8B in regulatory assets
- Select Money Management, Inc.Chief Financial OfficerWealth manager · LOS Angeles, CA · $1.8B in regulatory assets
AtlasMembers
Stephen’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 3 firmsLocked
- Control-person status
- 3 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Brian D. HolmesCEO, Seia
- Eric Z. RosenChief Compliance Officer, Seia
- Matthew J. MatrisianPresident, Seia
- Alex KimDeputy Compliance Officer, Seia
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Stephen’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.