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Chief Investment Strategist, Chief Compliance Officer, and Partner · Signet Financial Management, LLC

Stephen E. Tuttle

CRD 2191394 · Named on Form ADV at one SEC-registered adviser

At a glance

Signet Financial Management, LLC, an SEC-registered wealth manager based in Parsippany, NJ with $1.2 billion in regulatory assets, lists Stephen E. Tuttle on its Form ADV as Chief Investment Strategist, Chief Compliance Officer, and Partner, a control person.

Firms and roles

  • Signet Financial Management, LLCChief Investment Strategist, Chief Compliance Officer, and PartnerWealth manager · Parsippany, NJ · $1.2B in regulatory assets

AtlasMembers

Stephen’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Evgeniy Y. YashinChief Executive Officer, Chief Investment Officer, and Partner, Signet Financial Management, LLC
  • Kenneth M. EtterPartner and President, Signet Financial Management, LLC
  • Laura A. SquierChief Financial Officer, Signet Financial Management, LLC
  • Shawn K. HirschPartner, Wealth Management, Signet Financial Management, LLC
  • Jose B. RodriguezChief Operating Officer, Signet Financial Management, LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Stephen’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.