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Chief Compliance Officer · Saddock Wealth, LLC

Stephen G. Saddock

CRD 6900364 · Named on Form ADV at one SEC-registered adviser

At a glance

Saddock Wealth, LLC, an SEC-registered wealth manager based in Dallas, TX with $94 million in regulatory assets, lists Stephen G. Saddock on its Form ADV as Chief Compliance Officer, a control person.

Firms and roles

  • Saddock Wealth, LLCChief Compliance OfficerWealth manager · Dallas, TX · $94M in regulatory assets

AtlasMembers

Stephen’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Stephen’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.