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Chief Compliance Officer / Chief Operating Officer · RPO LLC

Stephen E. Rogers

CRD 1767148 · Named on Form ADV at one SEC-registered adviser

At a glance

RPO LLC, an SEC-registered wealth manager based in Stamford, CT with $372 million in regulatory assets, lists Stephen E. Rogers on its Form ADV as Chief Compliance Officer / Chief Operating Officer, a control person.

Firms and roles

  • RPO LLCChief Compliance Officer / Chief Operating OfficerWealth manager · Stamford, CT · $372M in regulatory assets

AtlasMembers

Stephen’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Stephen’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.