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CCO · Tingey Financial Group Inc.

Stephen Q Spencer

CRD 4551629 · Named on Form ADV at one SEC-registered adviser

At a glance

Tingey Financial Group Inc., an SEC-registered wealth manager with $257 million in regulatory assets, lists Stephen Q Spencer on its Form ADV as CCO, a control person.

Firms and roles

AtlasMembers

Stephen’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Stephen’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.