Managing Director · Valley Forge Investment Consultants, Inc.
Stephen T. Mumford
CRD 5214858 · Named on Form ADV at one SEC-registered adviser
At a glance
Valley Forge Investment Consultants, Inc., an SEC-registered asset manager based in Audubon, PA with $3.5 billion in regulatory assets, lists Stephen T. Mumford on its Form ADV as Managing Director, a control person.
Firms and roles
- Valley Forge Investment Consultants, Inc.Managing DirectorAsset manager · Audubon, PA · $3.5B in regulatory assets
AtlasMembers
Stephen’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 2006 (19 years)
- Designations
- Certified Financial Planner
- Exams
- Series 63, Series 65
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Stephen’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (6)
- Michael J. MaherChairman/ceo, Valley Forge Investment Consultants, Inc.
- Sean MaherVice Chairman, Valley Forge Investment Consultants, Inc.
- Michael G. MallickSecretary, Valley Forge Investment Consultants, Inc.
- Trina B. HannaTreasurer, Valley Forge Investment Consultants, Inc.
- Patrick M. LannonChief Compliance Officer, Valley Forge Investment Consultants, Inc.
1 more person named with Stephen on the same filings, with titles and firms. Free in Atlas with a free account.
See all 6 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Stephen’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.