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Chief Investment Officer, Chief Compliance Officer, Limited Partner · Birdrock Wealth

Stephen K. Levy

CRD 3259220 · Named on Form ADV at one SEC-registered adviser

At a glance

Birdrock Wealth, an SEC-registered wealth manager based in Austin, TX with $146 million in regulatory assets, lists Stephen K. Levy on its Form ADV as Chief Investment Officer, Chief Compliance Officer, Limited Partner, a control person.

Firms and roles

  • Birdrock WealthChief Investment Officer, Chief Compliance Officer, Limited PartnerWealth manager · Austin, TX · $146M in regulatory assets

AtlasMembers

Stephen’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Stephen’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.