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Chief Executive Officer/director/chief Compliance Officer · Leeb Capital Management, Inc.

Stephen L. Leeb

CRD 2459010 · Named on Form ADV at one SEC-registered adviser

At a glance

Leeb Capital Management, Inc., an SEC-registered wealth manager based in New York, NY with $112 million in regulatory assets, lists Stephen L. Leeb on its Form ADV as Chief Executive Officer/director/chief Compliance Officer, a control person.

Firms and roles

  • Leeb Capital Management, Inc.Chief Executive Officer/director/chief Compliance OfficerWealth manager · New York, NY · $112M in regulatory assets

AtlasMembers

Stephen’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
Locked
Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Donna A. LeebVice President/sec/director, Leeb Capital Management, Inc.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Stephen’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.