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Executive VP · GMS Group

Stephen Glenn Vessels

CRD 2403660 · Named on Form ADV at one SEC-registered adviser

At a glance

GMS Group, an SEC-registered broker-dealer firm based in East Hanover, NJ with $20 million in regulatory assets, lists Stephen Glenn Vessels on its Form ADV as Executive VP, a control person.

Firms and roles

  • GMS GroupExecutive VPBroker-dealer firm · East Hanover, NJ · $20M in regulatory assets

AtlasMembers

Stephen’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (13)

8 more people named with Stephen on the same filings, with titles and firms. Free in Atlas with a free account.

See all 13 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Stephen’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.