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Principal · Farley Capital

Stephen L. Farley

CRD 1308040 · Named on Form ADV at one SEC-registered adviser

At a glance

Farley Capital, an SEC-registered private fund adviser with $250 million in regulatory assets, lists Stephen L. Farley on its Form ADV as Principal, a control person.

Firms and roles

  • Farley CapitalPrincipalPrivate fund adviser · United States · $250M in regulatory assets

AtlasMembers

Stephen’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Stephen’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.