Adviser and broker representative · Cambridge Investment Research Advisors, Inc.
Stephen R. Facella
CRD 2912309 · Fort Lauderdale, FL
At a glance
Stephen R. Facella is an investment adviser representative with Cambridge Investment Research Advisors, Inc. in Fort Lauderdale, FL, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Stephen’s SEC record dates to 1997, about 29 years ago. Stephen is also registered as a broker representative. Designations on file: Certified Financial Planner.
Current advisory firm
- Cambridge Investment Research Advisors, Inc.Since January 2025Fort Lauderdale, FL · $139B in regulatory assets
SEC adviser record
- Registered since
- 1997 (29 years)
- Designations
- Certified Financial Planner
- Exams
- Series 63
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- Yes, see the SEC record
AtlasMembers
Stephen’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 4 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.