Managing Member · Thrive Wealth Management, LLC
Stephen P. Erfle
CRD 4845587 · Named on Form ADV at one SEC-registered adviser
At a glance
Thrive Wealth Management, LLC, an SEC-registered wealth manager based in Audubon, PA with $1.6 billion in regulatory assets, lists Stephen P. Erfle on its Form ADV as Managing Member, a control person.
Firms and roles
- Thrive Wealth Management, LLCManaging MemberWealth manager · Audubon, PA · $1.6B in regulatory assets
AtlasMembers
Stephen’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Michael A. PtaszenskiManaging Member/chief Compliance Officer, Thrive Wealth Management, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Stephen’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.