Adviser and broker representative · Equity Services, Inc.
Stephanie A. Rivas
CRD 5094604 · Bolton, MA
At a glance
Stephanie A. Rivas is an investment adviser representative with Equity Services, Inc. in Bolton, MA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Stephanie’s SEC record dates to 2009, about 17 years ago. Stephanie is also registered as a broker representative. Designations on file: Chartered Financial Consultant.
Current advisory firm
- Equity Services, Inc.Since November 2024Bolton, MA · $2.8B in regulatory assets
SEC adviser record
- Registered since
- 2009 (17 years)
- Designations
- Chartered Financial Consultant
- Exams
- Series 63, Series 66
- Registered in
- 2 states
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Stephanie’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 2 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.