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Principal / Chief Financial Officer / Chief Compliance Officer · Patten and Patten, Inc.

Stephanie P Graham

CRD 7082620 · Named on Form ADV at one SEC-registered adviser

At a glance

Patten and Patten, Inc., an SEC-registered wealth manager based in Chattanooga, TN with $2.2 billion in regulatory assets, lists Stephanie P Graham on its Form ADV as Principal / Chief Financial Officer / Chief Compliance Officer, a control person.

Firms and roles

  • Patten and Patten, Inc.Principal / Chief Financial Officer / Chief Compliance OfficerWealth manager · Chattanooga, TN · $2.2B in regulatory assets

AtlasMembers

Stephanie’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Stephanie’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.