Chief Compliance Officer · T. Rowe Price Advisory Services, Inc.
Stephanie P. Mumford
CRD 2725261 · Named on Form ADV at one SEC-registered adviser
At a glance
T. Rowe Price Advisory Services, Inc., an SEC-registered wealth manager based in Owings Mills, MD with $5.9 billion in regulatory assets, lists Stephanie P. Mumford on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- T. Rowe Price Advisory Services, Inc.Chief Compliance OfficerWealth manager · Owings Mills, MD · $5.9B in regulatory assets
AtlasMembers
Stephanie’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Phillip KorenmanPresident/director, T. Rowe Price Advisory Services, Inc.
- Toby M. ThompsonDirector, T. Rowe Price Advisory Services, Inc.
- Craig M. GrossDirector, T. Rowe Price Advisory Services, Inc.
- Christopher P. AugelliDirector, T. Rowe Price Advisory Services, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Stephanie’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.