Adviser and broker representative · J.p. Morgan Securities LLC
Soo Min Lee
CRD 7160769 · Irvine, CA
At a glance
Soo Min Lee is an investment adviser representative with J.p. Morgan Securities LLC in Irvine, CA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Soo Min’s SEC record dates to 2025, about 1 years ago. Soo Min is also registered as a broker representative.
Current advisory firm
- J.p. Morgan Securities LLCSince September 2025Irvine, CA · $430B in regulatory assets
SEC adviser record
- Registered since
- 2025 (1 years)
- Designations
- None on file
- Exams
- Series 63, Series 66
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Soo’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.