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Chief Executive Officer / Chief Compliance Officer · Lionshares LLC

Sofia L. Massie

CRD 7392002 · Named on Form ADV at one SEC-registered adviser

At a glance

Lionshares LLC, an SEC-registered asset manager based in Brooklyn, NY with $6 million in regulatory assets, lists Sofia L. Massie on its Form ADV as Chief Executive Officer / Chief Compliance Officer, a control person.

Firms and roles

  • Lionshares LLCChief Executive Officer / Chief Compliance OfficerAsset manager · Brooklyn, NY · $6M in regulatory assets

AtlasMembers

Sofia’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Sofia’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.