Chief Compliance Officer · CLF Asset Management, Inc.
Simon M Liegel
CRD 5382538 · Named on Form ADV at one SEC-registered adviser
At a glance
CLF Asset Management, Inc., an SEC-registered wealth manager based in Madison, WI with $147 million in regulatory assets, lists Simon M Liegel on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- CLF Asset Management, Inc.Chief Compliance OfficerWealth manager · Madison, WI · $147M in regulatory assets
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Simon’s stakes and control
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Colleagues named on the same filings
- Daniel J. DetermanChief Financial Officer, CLF Asset Management, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Simon’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.